Compliance Manager

The Deamer Group is currently in search of a Compliance Manager for our Chicago IL client. This is a full-time permanent position with full benefits! Qualified candidates must submit a resume for consideration. Please review the full description for details.
Position Summary
The Compliance Manager is a mid-level management position with room to grow within the organization. They are to ensure that the firm complies with USA Patriot act, anti-terrorist financing, sanctions, industry AML, securities and laws as well as the Bank secrecy act.
This is a role requires in an office environment. The ideal candidate will have prior investment compliance experience be highly organized and able to function alone and with teams. Someone who is analytical, detailed orientated and a problem solver capable of handling a fast paced environment.
Client offers:

• Dental, Medical, Vison insurance
• Life Insurance
• Retirement 401k with company match
• PTO
• Daily paid lunch
• Education reimbursement
• Corporate outings
• EAP programs

• Oversee and train a team of analysts responsible for monitoring reviews and investigations.
• Monitor and manage daily investigative workflow, controls, and results metrics for the team, and ensure timely completion of tasks.
• Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work.
• Conduct supervisory reviews and provide constructive coaching and direction to team members.
• Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements, where appropriate
• When needed, support and participate in internal, external, and regulatory audits and examinations.
• Performs other duties as assigned.

• 3-5+ years of experience in investment management/AML compliance, preferably at a large broker or other financial institution with an international customer base.
• 2+ years of management experience.
• Solid academic background. Bachelor's Degree or commensurate military experience
• Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment.
• Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
• High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions.
• Outstanding leadership, communication, analytical, and project management skills.
• Willingness and ability to obtain financial registration exams promptly
• Certified Anti-Money Laundering Specialist (CAMS) or similar certification, including Series 7 or 24 are highly preferred

We review every resume that is received. Unfortunately, we are unable to respond to every candidate. It usually takes one to two weeks for us to review your application. All applications will remain on file for consideration for future opportunities. Thank you in advance for your application!

The Deamer Group is an equal opportunity employer with a goal of recruiting a diverse workforce to meet the hiring needs of our clients.