AVP, Compliance Manager - HYBRID

The speed of technology. The influx of data. Shifting regulations. Increased customer expectations.

That's where you'll find SS&C, helping clients find opportunity in ever-changing and complex customer, business, and regulatory requirements. Mastering complexity is a constantly changing and evolving challenge one that only a few people can embrace and thrive upon.

If you see your opportunity in complexity , then we are the right fit for you.

Job Description:

Overview:

THIS IS A HYBRID ROLE - suggested to work 4-6 days/month on site in one of our offices

Responsible for supporting the Chief Compliance Officer by assisting with and conducting compliance monitoring activities for ALPS Advisors, Inc. (the Adviser) and its advised registered investment companies (the Funds) to ensure activities are appropriately controlled and in compliance with applicable federal securities laws and regulations.

Key Responsibilities:

• Perform compliance monitoring activities, risk assessments and testing as outlined in the Advisers and Funds Compliance Programs.

• Assist with monitoring, testing, and oversight of service providers. This includes serving as liaison in performing due diligence reviews, on-site visits, and maintaining risk assessments.

• Compilation of quarterly and annual written reports for various committees of the Adviser and the Funds Board of Trustees/Directors.

• Review of Adviser marketing materials, RFP's and due diligence questionnaires.

• Assist with Adviser and Fund regulatory filings; interact with regulators, as necessary, by requesting and/or providing information necessary to conduct regulatory compliance reviews and examinations.

• Review new laws and regulations that may affect the Adviser and its Funds and evaluate the impact of those changes.

Qualifications

• 5+ years of experience in the securities/asset management industry, preferably in a risk or compliance role.

• Knowledge of the regulatory environment and rules and regulations applicable to investment advisers, registered investment companies, and/or other pooled investments.

• Bachelors Degree or equivalent work experience preferred.

• Excellent written and verbal communication skills and prioritize multiple tasks and strong attention to detail.

• Experienced with Microsoft Office; strong knowledge of Word, Excel and PowerPoint.

• Advanced analytical and problem-solving skills with high degree of creativity and resourcefulness.

• Ability to work independently.

• Ability to travel as needed.

• Willingness to work on site about 4-6 days/month in one of our office locations.

Compensation: The compensation range for this position is $80,000 -$110,000. ( This position is eligible to participate in a company bonus plan and stock program)

Benefits: SS&C offers a comprehensive benefits package including: Medical, Dental & Vision; HSA & FSA; Life & Disability; Accident, Hospital & Critical Illness; Flexible, Sick and Holiday Paid Time Off; 401(k) with Company Match; Employee Assistance Plan; Education Assistance; Professional Development and Employee Discounts.

Location:

Denver Colorado

SS&C is an equal opportunity employer and values a diverse and inclusive workplace. All qualified candidates will receive consideration for employment without regard to age, race, color, religion, genetic information, sex, sexual orientation, gender identity, national origin, disability status, protected veteran status, or any other characteristic protected by law. For more information about Equal Opportunity in the Workplace please click here ({apply below} and here ({apply below} . SS&C is committed to working with and providing reasonable accommodation to job applicants with disabilities. If you are a qualified individual with a disability and need an accommodation or accessibility assistance to complete the online application, please contact us at {apply below} for assistance.