Associate Financial Advisor / Financial Planner

Associate Financial Advisor / Financial Planner.

Location: Houston, TX

Requires: 2-3 years' experience in RIA, family office, financial planning, CFP or CFP candidate preferred, Series 65.

Our client is a boutique independent RIA in search of an Associate Financial Advisor/Financial Planner. The right candidate will serve as a primary collaborator with the lead advisor and owner and support client relationships with holistic financial plan creation and updates. There is long-term growth potential and equity shareholder potential in this role. The ideal candidate desires to be a part of a growing team with direct impact on the business growth.

Responsibilities of the Associate Financial Advisor/Planner:

• Build and maintain client relationships in partnership with lead advisor and owner.
• Attend meetings held by lead advisor and owner with clients and prospects.
• Prepare client financial plans and documents, ensuring compliance and objectives are met.
• Work with clients to ensure action items are thoroughly executed.
• Gather client data including financial constraints and goals.
• Run ad hoc reports using Orion, Holistiplan, and Morningstar Advisor Workstation.
• Ensure an exceptional client experience.
• Help with strategic projects.

Qualifications of the Associate Financial Advisor/Planner:

• BA/BS degree required; advanced degree preferred.
• CFP or CFP candidate and Series 65 preferred
• Enrolled Agent a plus.
• 2-3+ years of experience with an investment consulting/management firm, family office, or RIA.
• Strong financial planning experience which includes exp presenting plans to clients.
• Experience with CRM, financial planning software, and Excel.
• Organized and detail-oriented while managing and prioritizing multiple tasks simultaneously.
• Able to work under pressure and meet deadlines in a fast-paced, demanding environment.
• Strong written and oral communication skills.
• Vaccination required.

Compensation & Benefits: Competitive compensation, bonus, and benefits package. More info available to qualified candidates. Contact {apply below}.

Send resume to {apply below}

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